Broker Check

High Net Worth Executives and Business Owners

As a highly successful executive or business owner, you face many unique challenges in your daily life. Your personal wealth is highly impacted by the success of your company. You may have a significant weighting in company stock, stock options, restricted stock, or business equity. Many executives and business owners struggle finding the time to manage their personal finances while being actively involved in their day-to-day responsibilities.

Client Centered

For high net worth individuals having a thorough financial plan is of the utmost importance. Our team will collaborate with other professionals, such as, attorneys and accountants, to deliver a customized solution that focuses all your specific needs in the following areas:

  • Tax planning
  • Estate & trust Planning
  • Protection Planning
Client Centered

At Stein Wealth Advisors we work hard to understand all your company benefits and total compensation. We will provide resources in an effort to help you better maximize complex financial products and strategies, such as:

  • Employer 401(k) plans and company match
  • Restricted stock options
  • Restricted stock units (RSUs)
  • Restricted stock awards (RSAs)
  • Incentive stock options (ISOs)
  • Non-qualified stock options (NSOs)
  • Deferred compensation plans
  • Employee stock ownership plans (ESOPs)
  • 403(b) and 457(b) plans
  • Defined benefit pension plans
  • Cash balance pension plans

As a small business owner, you have the responsibility of being responsible for your company financials and your personal finances, all at the same time. At Stein Wealth Advisors we take the time to assist you with various aspects of your business finances aiming to help you get the most out of your total compensation package to both you as the business owner and your employees.

<span>We will guide you with strategies that include:</span>

We will guide you with strategies that include:

  • Small business retirement plans such as
    • SEP IRA’s
    • SIMPLE IRA’s
    • Solo 401(k)’s
    • Safe Harbor 401(k)s
  • Tax planning for small business owners
  • Risk management
  • Exit planning