Broker Check



  • Regular meetings to review and evaluate your investment performance and update progress towards your financial goals
  • Unlimited access to our Certified Financial Planners and staff
  • Bi-monthly Stein Wealth Advisors Newsletter and Monthly Economic Update
  • Special reports on important financial topics that may impact your financial success
  • Stein Wealth Advisors special events, including client appreciation and education events (guests welcomed)


  • Build, monitor, and proactively adjust client portfolios on an ongoing basis
  • Create a portfolio mix that aligns with your needs and goals, aiming to give you the best possible chance to reach them
  • The investments we evaluate are backed by time-tested processes and historical risk adjusted performance, selected to work together and fulfill critical roles
  • Changing markets can sidetrack portfolio balance. To combat this, we provide in-depth diagnostics to assess the portfolio’s design, adjusting to your goals and risk tolerance


  • Provide recommendations for investments within employer retirement plans such as 401(k)s & 403(b)s, & pensions
  • Analysis of stock options, stock appreciation rights, restricted stock options, non-qualified deferred compensation and employee stock purchase programs


  • Annual review of your tax situation & a comprehensive review of your tax return to highlight opportunities for maximizing tax reduction strategies
  • Monitoring new tax laws that can affect your situation and advising you on advantageous changes
  • Annual consultation and ongoing with your tax preparer
  • Recommendations of tax solutions, including tax advantaged investments


  • Defining a clear strategy to reach your retirement goal. This includes defining realistic retirement spending needs, required savings, and investment strategies that will give you the highest probability of success
  • Creating a retirement paycheck. As you near retirement,  we assist you in establishing a lifetime income plan.  We hep you determine how much money you will need and where those funds are withdrawn
  • We help monitor your withdrawal strategies to increase the probability you never outlive your money


  • Creating a personalized analysis of children’s or grandchildren’s education needs
  • Assistance in understanding the elements of college cost and financial aid 
  • Establishing a clear savings strategy to fund education
  • Understanding other sources of funding (i.e. student loan structures and payoffs)
  • Continual development and implementation of recommendations to fund education including, but not limited to, understanding the restrictions and tax advantages of education savings vehicles (i.e. 529 Plans, Coverdell Savings Accounts)


  • Comprehensive evaluation of life, disability, and health insurance needs
  • Evaluation of your existing policies
  • Identifying Long Term Care needs and creating a strategy that fits within your goals


  • Analysis of your current estate plan and concerns: wills, living wills and powers of attorney
  • Annual consultation with your attorney
  • Determining the need for various trusts. Funding any trusts with the appropriate assets
  • Analysis of beneficiaries and account titling to ensure your estate planning needs are aligned with your investments
  • Guidance with the necessary steps in the event of the death of a loved one