Broker Check

Services We Offer



  • Regular meetings to review and evaluate your investment performance and update progress towards your financial goals
  • Unlimited access to our Certified Financial Planners and staff
  • Bi-monthly Stein Wealth Advisors Newsletter and Monthly Economic Update
  • Special reports on important financial topics that may impact your financial success
  • Stein Wealth Advisors special events, including client appreciation and education events (guests welcomed)


  • Build, monitor, and proactively adjust client portfolios on an ongoing basis
  • Create a portfolio mix that aligns with your needs and goals, aiming to give you the best possible chance to reach them
  • The investments we evaluate are backed by time-tested processes and historical risk adjusted performance, selected to work together and fulfill critical roles
  • Changing markets can sidetrack portfolio balance. To combat this, we provide in-depth diagnostics to assess the portfolio’s design, adjusting to your goals and risk tolerance


  • Provide recommendations for investments within employer retirement plans such as 401(k)s & 403(b)s, & pensions
  • Analysis of stock options, stock appreciation rights, restricted stock options, non-qualified deferred compensation and employee stock purchase programs


  • Annual review of your tax situation & a comprehensive review of your tax return to highlight opportunities for managing tax reduction strategies
  • Monitoring new tax laws that can affect your situation and advising you on advantageous changes
  • Annual consultation and ongoing with your tax preparer
  • Recommendations of tax solutions, including tax advantaged investments


  • Defining a clear strategy to address your retirement goal. This includes defining realistic retirement spending needs, required savings, and investment strategies that may give you the highest probability of success
  • Creating a retirement paycheck. As you near retirement,  we assist you in establishing a lifetime income plan.  We help you determine how much money you will need and where those funds may be withdrawn
  • We help monitor your withdrawal strategies seeking to increase the probability you never outlive your money


  • Creating a personalized analysis of children’s or grandchildren’s education needs
  • Assistance in understanding the elements of college cost and financial aid 
  • Establishing a clear savings strategy to fund education
  • Understanding other sources of funding (i.e. student loan structures and payoffs)
  • Continual development and implementation of recommendations to fund education including, but not limited to, understanding the restrictions and tax advantages of education savings vehicles (i.e. 529 Plans, Coverdell Savings Accounts)


  • Comprehensive evaluation of life, disability, and health insurance needs
  • Evaluation of your existing policies
  • Identifying Long Term Care needs and creating a strategy that fits within your goals


  • Analysis of your current estate plan and concerns: wills, living wills and powers of attorney
  • Annual consultation with your attorney
  • Determining the need for various trusts*. Funding any trusts with the appropriate assets
  • Analysis of beneficiaries and account titling to ensure your estate planning needs are aligned with your investments
  • Guidance with the necessary steps in the event of the death of a loved one

*LPL Financial Representatives offer access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial.

Stein Wealth Advisors and LPL Financial do not provide legal or tax services.  Please consult your legal or tax advisor regarding your specific situation.